401k compliance

  • Your 2020 Compliance Calendar

    • January 21, 2020
    • Posted by: Jeff Atwell
    • Category: Financial Plan, Resources
    No Comments
    day planner

    Regulations and Plan documents require a good understanding of the Plan features and the appropriate notices and disclosures. A simple compliance calendar will help ensure that these notices and disclosures are provided to participants this year.

    Read More

  • Consequences of Careless 401(k) Compliance

    • October 5, 2018
    • Posted by: Jeff Atwell
    • Category: Resources
    No Comments

    Watch out for these ten common compliance defects which can occur because the plan sponsor does not know the responsibilities associated with sponsoring a qualified retirement plan.

    Read More