disclosure
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Your 2020 Compliance Calendar
- January 21, 2020
- Posted by: Jeff Atwell
- Category: Financial Plan, Resources
No Comments
Regulations and Plan documents require a good understanding of the Plan features and the appropriate notices and disclosures. A simple compliance calendar will help ensure that these notices and disclosures are provided to participants this year.
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Locating Missing Plan Participants
- April 9, 2019
- Posted by: Jeff Atwell
- Category: Financial Plan, Resources
Not documenting and attempting to follow the guidelines for the distribution of the following notices and disclosures can create an operational and fiduciary breach of duty by the named plan administrator, the plan sponsor.