DOL Investigation
-
Plan Governance and Document Retention
- June 13, 2019
- Posted by: Jeff Atwell
- Category: Financial Plan, Resources
No CommentsThere are different retention requirements between the ERISA Regulations and the Internal Revenue Code. Plan Sponsors and Fiduciaries need to be very familiar with record retention requirements in order to produce the documentation in the event of an IRS audit or DOL investigation.
Need Assistance?
If you have any questions or concerns we’d love to here from you. You can call us or email us by clicking on the button below.
TRG has made the hopes of expanding our 401(k) practice a dream come true. Their thorough, organized, and hands-on approach to doing business together has been nothing short of amazing. They are an integral part of our team and we could not ask for a better organization to interact with our clients every day!
Dominick Tavella
Diversified Private Wealth Advisors