form CRS
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Plan Sponsors and the New SEC Rule on Best Interest
- August 14, 2019
- Posted by: Jeff Atwell
- Category: Financial Plan, Resources
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The new Regulation Best Interest (BI) from the Securities and Exchange Commission requires that advisors and Plan Sponsors be aware of the circumstances when the interactions with the Plan fall within the scope of Regulation BI and require both compliance with Regulation BI and, in connection with the formation of the retail investor relationship, delivery of Form CRS.