retention of documents

  • Plan Governance and Document Retention

    • June 13, 2019
    • Posted by: Jeff Atwell
    • Category: Financial Plan, Resources
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    documents

    There are different retention requirements between the ERISA Regulations and the Internal Revenue Code.  Plan Sponsors and Fiduciaries need to be very familiar with record retention requirements in order to produce the documentation in the event of an IRS audit or DOL investigation. 

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